large investment bank

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  Fraudulent Families, Pt. 2: SEC Charges U.K. Twins in Pump-n-Dump Scheme

  By James J. Green, AdvisorOne  |  April 23, 2012

  SEC alleges twin brothers, starting as 16-year-olds, ran an Internet pump-and-dump scheme in which they used ‘Marl’ the robot to manipulate penny stock prices while receiving money from the stocks’ ‘promoters.’

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  2011 Advisor Hall of Fame

  By Ellen Uzelac  |  November 23, 2011

  Welcome to Research Magazine's Advisor Hall of Fame, now in its 21st year. This eagerly anticipated annual feature has become a benchmark of excellence in our industry and an example to all of the rewards that result from effort and integrity.

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  SEC's Schapiro: More Money Market Reforms Coming

  By Melanie Waddell and Joyce Hanson, AdvisorOne  |  November 7, 2011

  The Securities and Exchange Commission plans to issue a proposed rule on money market funds 'in very short order,' said SEC Chairman Mary Schapiro on Monday, which would reduce the funds’ susceptibility to runs.