-
By Melanie Waddell, AdvisorOne |
October 19, 2012
The office has responsibility for more than 4,000 investment banks, investment advisors, broker-dealers, mutual funds and hedge funds.
-
By Melanie Waddell, AdvisorOne |
September 12, 2012
The SEC announced Wednesday that Andrew J. Bowden has been named deputy director of the agency’s Office of Compliance Inspections and Examinations (OCIE).
-
By Marlene Y. Satter, AdvisorOne |
June 27, 2012
This week in new hires, David Scheetz, Edward Deeds and James Axford joined Putnam Investments; and Susan Wagner retired as vice chairwoman of BlackRock and was named to its board.
-
By Kenneth Silber, Research |
April 25, 2012
New Jersey’s Gov. Chris Christie is a rising star in Republican national politics.