law school

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  American Paradox

  By James J. Green, AdvisorOne  |  November 20, 2012

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  CFP Board’s Keller on Goldfarb Case: ‘Let the Process Play Through’

  By James J. Green, AdvisorOne  |  November 16, 2012

  At Schwab Impact conference, CFP Board's CEO also discusses three new board members; number of certificants stands at 67,324.

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  Kitces: Why Niche Marketing Will Make or Break Advisors

  By Gil Weinreich, AdvisorOne  |  March 16, 2012

  ‘If you do everything for everyone, no one calls’ because potential clients don’t understand why you’re relevant to them, says Michael Kitces of Pinnacle Advisory Group.

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  SEC Inspector General Kotz Leaving Agency

  By Melanie Waddell, AdvisorOne  |  January 17, 2012

  The SEC on Tuesday said that its inspector general, H. David Kotz, will leave the agency at the end of January to become the managing director in the Washington office of the private investigative services firm Gryphon Strategies.

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  Advertising Advisor Services and Credentials

  By Les Abromovitz  |  January 1, 2012

  Section 206 of the Investment Advisers Act contains the anti-fraud provision of the statute and ensures that RIAs’ advertising and marketing practices are consistent with the fiduciary duty owed to clients and prospective clients.