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By Melanie Waddell, AdvisorOne |
October 21, 2011
The SEC announced on Friday that Andrew J. Bowden has been appointed an associate director to lead the National Investment Adviser/Investment Company Examination Program in the SEC’s Office of Compliance Inspections and Examinations.
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By Francois Gadenne |
March 1, 2009
How will you be able to gather net new assets? Will providing the same advisory process that -- by the way -- just lost about...
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By Staff Writer |
June 27, 2005
Legg Mason Inc (LM) and Citigroup Inc (C) announced a $3.7 billion deal under which Citigroup will trade substantially all its asset management business for...
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By Staff Writer |
January 7, 2004
Jan. 2, 2003 -- Legg Mason Inc. (LM) said it acquired the business and assets of Rothschild Asset Management (Singapore) Ltd., which manages approximately $1...
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By Staff Writer |
October 10, 2002
A Longer Time Horizon