Legg Mason

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  Janney Nabs Morgan Stanley Team in Delaware

  By Janet Levaux, AdvisorOne  |  May 20, 2013

  The advisors join with about $195 million in assets and $1.5 million in yearly fees and commissions.

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  Equities Are Hot, but Affluent Investors Won’t Bite: Legg Mason

  By John Sullivan, AdvisorOne  |  March 20, 2013

  It seems affluent investors once again like equities for income, but are holding fast to their fixed asset allocations.

• Fund Managers of the Year Announced by Morningstar

  By Janet Levaux, AdvisorOne  |  January 23, 2013

  Morningstar announced its 2012 U.S. Fund Manager of the Year award winners in early January, after releasing the names of nominees by category in late December.

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  T. Rowe Price Approved to Launch Actively Managed ETFs

  By Janet Levaux, AdvisorOne  |  January 14, 2013

  The fund shop has cleared the first hurdle in rolling out ETFs, which is says would not be similar to its traditional mutual funds

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  Raymond James Recruits Wells Fargo Mother-Daughter Team

  By Joyce Hanson, AdvisorOne  |  January 7, 2013

  A Baltimore-based CFP team with $200 million in AUM and $2 million in annual production has jumped ship from Wells Fargo to join Raymond James’ IBD channel.

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  Hall of Fame Winners to Date

  By Editorial Staff  |  November 20, 2012

  The full listing of Research Hall of Fame winners.

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  Best and Worst 529 College Plans for 2012: Morningstar

  By Joyce Hanson, AdvisorOne  |  October 18, 2012

  What’s striking this year is the big pool of winners, a reflection of the improvement in the 529 industry since it hit bottom in 2008—and seven of the 27 medalists are advisor-sold.

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  Top 10 Biggest ETF Sponsors

  By Melanie Waddell, AdvisorOne  |  October 4, 2012

  As the Morningstar ETF Invest conference rolled along, a Cerulli report listed the biggest ETFs and also showed that new entrants into the market had a tough slog.

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  Brandywine Beats PIMCO With Sharp Macro Calls

  By Joyce Hanson, AdvisorOne  |  September 21, 2012

  Brandywine portfolio manager Stephen Smith's open secret is that he's shorting the bond market while awaiting its return to what he calls “normalization.”

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  SEC Names Bowden Deputy Director of Exam Division

  By Melanie Waddell, AdvisorOne  |  September 12, 2012

  The SEC announced Wednesday that Andrew J. Bowden has been named deputy director of the agency’s Office of Compliance Inspections and Examinations (OCIE).