London Stock Exchange

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  SEC Enforcement Roundup: Sister Charged With Illegally Tipping Off Brother

  By Marlene Y. Satter, AdvisorOne  |  April 18, 2013

  Among recent enforcement actions taken by the SEC were charges against a woman for illegally tipping her brother about quarterly earnings data from the firm she worked for.

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  Aberdeen Asset Management Acquires Artio Global for $175M

  By James J. Green, AdvisorOne  |  February 14, 2013

  The U.K.-based global asset manager continues its growth plan in U.S. with the acquisition of a $14.3 billion firm and looks to further its reach with BDs and RIAs.

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  Vanguard Posts Record Cash Inflow of $130B

  By Paula Aven Gladych, BenefitsPro  |  December 20, 2012

  The figure exceeds the previous industry record of $129.6 billion set in 2008 by JPMorgan, according to Strategic Insight data.

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  IPOs Could Get Easier in U.K.

  By Marlene Y. Satter, AdvisorOne  |  August 29, 2012

  The U.K. is considering mimicking key provisions of the U.S. JOBS Act, including offering more lenient rules on IPOs.

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  Singapore Exchange Denies It Will Buy London Stock Exchange

  By Marlene Y. Satter, AdvisorOne  |  July 20, 2012

  A report in Britain’s Daily Telegraph on Thursday that the Singapore Exchange was in talks to buy the London Stock Exchange was denied by the former on Friday.

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  Top Portfolio Products: New Corporate Bond ETF From iShares

  By Marlene Y. Satter, AdvisorOne  |  April 23, 2012

  Global X launches MLP ETF, and AdvisorShares plans Global Echo sustainable ETF launch in May.

• Global X Goes ‘Permanent’

  By Ronald Delegge, ETFguide.com  |  March 26, 2012

  Of all the investment strategy funds that have recently debuted, it was just a matter of time before the ETF industry would launch a “Permanent Portfolio” fund. In February, New York-based Global X Funds introduced the Global X Permanent ETF (PERM).

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  Occupy Wall Street Turns One Month Old, Goes Global

  By Gil Weinreich, AdvisorOne  |  October 17, 2011

  President Obama has spoken sympathetically of the leaderless protest movement, Republican candidates have criticized it, Paul Krugman speaks of the group's positive potential while rioters in Rome attest to its destructive potential...

• From Wall Street to Fleet Street: Protests Set for London

  By Marlene Y. Satter, AdvisorOne  |  October 13, 2011

  The Occupy Wall Street movement, whose growing presence in Lower Manhattan has steadily attracted more notice, is spreading to Fleet Street, where protestors plan a Saturday march to the London Stock Exchange.

• Can It Happen Here?

  By James Picerno  |  September 1, 2008

  Wealthy individuals and institutions dominate hedge fund investing, but the mainstreaming of these products rolls on. Strategies that traditionally have been available only in the shadowy...