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By Melanie Waddell, AdvisorOne |
April 12, 2013
The SEC on Thursday charged the former partner in charge of KPMG’s Pacific Southwest audit practice and his friend with insider trading.
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By Marlene Y. Satter, AdvisorOne |
July 24, 2012
This week in new hires, Achaean Financial announced that Professor Shlomo Benartzi would become its first academic advisor, and Michele Wein Layne was named regional director of the SEC’s Los Angeles regional office.
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By Melanie Waddell, AdvisorOne |
April 23, 2012
The SEC alleges that former CalPERS CEO Federico R. Buenrostro and his friend Alfred J.R. Villalobos fabricated documents given to New York-based private equity firm Apollo Global Management.