Lou Harvey

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  A Modest Proposal: Prosecute Non-Fiduciaries Using Term ‘Advisor’

  By Gil Weinreich, AdvisorOne  |  April 8, 2013

  Dalbar CEO Lou Harvey has strong medicine for the ills described in today's fiduciary debate: allow only fiduciaries to call themselves advisors, prosecuting those who misappropriate the name.

• Call for Entries

  November 1, 2012

  Research Magazine and AdvisorOne, in collaboration with Dalbar, will publish a ranking of retirement plan transparency in January. Advisors have until Nov. 14 to submit up to three different service provider disclosures, which Dalbar will analyze at no cost.

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  Research, AdvisorOne to Cast Light on Murky Fee Disclosures

  By Gil Weinreich, AdvisorOne  |  August 8, 2012

  Research Magazine, AdvisorOne and Dalbar are teaming up to cast a brighter light upon the shadowy world of retirement plan fee disclosures by exposing providers who make it hard for plan sponsors to fulfill their fiduciary obligations.

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  DOL’s Secret Fiduciary Fix Offers BDs Big Opportunity

  By Gil Weinreich, AdvisorOne  |  April 3, 2012

  A little-known DOL exemption for computer modeling confers a marketing advantage for IRA rollovers, says Lou Harvey of market research firm Dalbar.

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  A Lost Decade for Advisors?

  By Gerald Burstyn  |  October 26, 2011

  It has been called the “Lost Decade” for stocks, the period from January 2000 to December 2009 that saw the stock market decline for the first time since the decade that started in the 1930s.

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  Where’s Your Compensation Heading?

  By Ellen Uzelac  |  September 29, 2011

  Most financial advisors expect to see a spike in revenue in 2011 but continuing market volatility and a growing unease over Washington have put a chill on any unfettered enthusiasm.

• Evaluating Client Goodness

  By Bill Good  |  October 1, 2010

  If you have not yet read my September Research article, "Brace for Impact," I strongly recommend you do so immediately. "Impact" is an interview with...

• The Paycheck Question

  By Ellen Uzelac  |  October 1, 2010

  Advisors will make slightly more money in 2010 than they did last year -- but then that's not saying a whole lot, is it? And,...

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  Brace for Impact

  By Bill Good  |  September 1, 2010

  Author's Note: As you read this article, you will see that within two years your life will change. To assist in your planning, I have...

• Preparing for a Fiduciary Future

  By Ellen Uzelac  |  August 1, 2010

  The almost certain expansion of the fiduciary standard will have a dramatic impact on traditional brokers -- affecting everything from how much money they make...