Luis A. Aguilar

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  SEC’s Aguilar Sees Need for Stronger Agency

  By Kathleen McBride, AdvisorOne  |  February 8, 2011

  Four ‘resolutions’ and ‘wishes’ for 2011, intended to boost investor protection and confidence in markets.

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  In Unusual Move, SEC Commissioner Elisse Walter Dissents on SRO Study

  By Kathleen McBride, AdvisorOne  |  January 20, 2011

  Walter is 'quite disappointed' in Study's recommendations.

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  SEC Funding Needs to Change

  By Kathleen McBride, AdvisorOne  |  August 12, 2010

  An SEC that takes in nearly half a billion dollars more than Congress grants it is not as strong as Congress could make it.

• Should the SEC be Self-Funded?

  By Kathleen McBride, AdvisorOne  |  August 10, 2009

  Of the many regulatory questions being discussed in Washington, how to fund the SEC seems lower on the priority list than others. But should it? Other agencies organizations are self-funded, including the FDIC, the Federal Reserve and FINRA.

• Five Core Fiduciary Principles Attract SEC and Treasury Interest

  By Kathleen McBride, AdvisorOne  |  July 30, 2009

  Members of the Committee for the Fiduciary Standard were invited to meet with Securities and Exchange Commission officials, a Treasury official and Congressional staff members to discuss the Committee's five core fiduciary principles.

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  Editor's Choice for May 13

  By Kathleen McBride, AdvisorOne  |  May 13, 2009

  Of all the reregulation that the SEC tackles in the aftermath of the current crisis, none may be more important than a strong fiducuiary standard for all financial advice givers.