Luis Aguilar

• Aguilar Suggests Ways Forward on Reform

  By Ron Pechtimaldjian, AdvisorOne  |  March 18, 2010

  SEC Commissioner says investors' faith must be restored

• Clark at Large: These Guys Are Good

  By Bob Clark, AdvisorOne, Bob Clark, AdvisorOne  |  September 1, 2009

  Did you ever get the haunting feeling that something was going too well? That's how I'm starting to feel about the reregulation of the advisory...

• Fiduciary Committee Huddles with SEC

  By James J. Green, AdvisorOne  |  September 1, 2009

  The Committee for the Fiduciary Standard, which includes WealthManagerWeb.com Editor in Chief Kate McBride, held face-to-face-meetings with two SEC Commissioners, Congressional staffers, and a Treasury...

• Committee, Wealth Manager Editor Talk Standards With SEC Commissioners

  By James J. Green, AdvisorOne  |  August 3, 2009

  Fiduciary standard is focus of DC meetings with Walter, Aguilar, other officials

• Clark at Large: Reality Check

  By Bob Clark, AdvisorOne, Bob Clark, AdvisorOne  |  July 1, 2009

  One of the talents you develop from being a reporter for too long is the ability to spot a "source" when you see one. I'm...

• SEC Launches Investor Advisory Committee

  By Melanie Waddell, AdvisorOne  |  June 4, 2009

  The SEC has formed an Investor Advisory Committee so that investors can give their feedback on such issues as "new products, trading strategies, fee structures, and the effectiveness of disclosure, among other issues."

• Exclusive Interview and Testimony, Schapiro Speaks on Investor Protection

  By Kathleen McBride, AdvisorOne  |  March 27, 2009

  Exclusive Wealth Manager interview with SEC Chairman Mary Schapiro.

• SEC Nominees Confirmed

  By Melanie Waddell, AdvisorOne  |  July 2, 2008

  The Senate confirmed on June 27 three new SEC commissioner nominees. Elisse Walter, senior VP of Regulatory Policy & Programs at FINRA, has been confirmed to be...