Madoff

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  The Penalty Box: Would Stiffer SEC Fines Make Evildoers Think Twice?

  By Bob Clark, AdvisorOne  |  July 25, 2012

  An upcoming bill would raise the penalties the SEC can impose on financial ne'er-do-wells. Maybe Congress’ time would be better spent increasing the likelihood that the SEC will catch anyone—by, oh, I don’t know, maybe increasing their funding?

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  SEC's Top Compliance Officer Leaving for Private Sector

  By Melanie Waddell, AdvisorOne  |  September 16, 2011

  John Walsh, associate director and chief counsel in the SEC's Office of Compliance Inspections and Examinations (OCIE), plans to retire from the agency at the end of September.

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  Bitter Madoff Bemoans Fate

  By John Sullivan, AdvisorOne  |  June 28, 2011

  Convicted con man Bernie Madoff may be gone, but he’s far from forgotten. Speaking by phone from federal prison in Butner, N.C., to The New York Times recently, Madoff offered his first comments about the judge and the sentence, which will have occurred two years ago on Wednesday.

• Madoff Trustee's Lawsuit Against JP Morgan ‘Appropriate and Overdue,' Says NIAP President

  By John Sullivan, AdvisorOne  |  December 3, 2010

  Ron Stein says efforts to recover funds should be focused on the guilty parties.

• Lessons Learned from the Bernard Madoff Scandal

  By Larry E. Swedroe  |  February 1, 2009

  What do the Royal Bank of Scotland, Nomura Holdings (Japan), the Elie Wiesel Foundation for Humanity, Yeshiva University, Tremont Group Holdings, Steven Spielberg's Wunderkinder Foundation...