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By Marlene Y. Satter, AdvisorOne |
December 20, 2011
Enrica Cotellessa-Pitz, a more-than-30-year employee of Bernard Madoff Investment Securities, was charged Monday by the SEC of falsifying internal accounting records at the firm to hide the fact that client money had been transferred to operating accounts to hide trading losses.
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By J. Gibson Watson III, CIMA, Envestnet |
November 9, 2010
As states begin regulating hedge funds in 2011, don't assume 'registered' equals 'safe.'
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By Melanie Waddell, AdvisorOne |
February 1, 2009
At press time on January 15, the Senate Banking Committee was holding Mary Schapiro's confirmation hearing to be the next head of the Securities and...