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By James J. Green, AdvisorOne |
February 1, 2011
The association of independent broker-dealers recommended that the SEC choose FINRA as the SRO for RIAs.
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By Melanie Waddell, AdvisorOne |
August 1, 2010
Dale Brown, CEO of the Financial Services Institute (FSI), testified on June 17 before the U.S. Senate Committee on Health, Education, Labor, and Pensions (HELP),...
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By James J. Green, AdvisorOne |
March 1, 2010
The leadership of the Financial Services Institute (FSI) threw down the gauntlet in front of legislators and regulators at its OneVoice annual meeting in New...
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By Marlene Y. Satter, AdvisorOne |
February 1, 2010
We caught up with Mari Buechner, CCO and CEO of Coordinated Capital Securities, Inc., of Madison, Wisconsin, after her election as the new chair of...
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By James J. Green, AdvisorOne |
January 27, 2010
FSI lays out its agenda, starting with preservation of independent contractor status
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By Staff Writer |
March 23, 2007
Mari Buechner has worked for the same company in the same town for more than 20 years. Her career, though, has been anything but routine. Working...