Mark Casady

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  Top Portfolio Products: Franklin Templeton Adds Portfolio Tool

  By Marlene Y. Satter, AdvisorOne  |  November 21, 2012

  Private Client Resources and the Argus Research Group form a strategic partnership

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  LPL Adds $8.2 Billion Credit Union to Platform

  By Janet Levaux, AdvisorOne  |  November 19, 2012

  LPL, the independent broker-dealer, says it now has over 685 banks and credit unions as clients.

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  LPL Tops Estimates, Boosts Assets

  By Janet Levaux, AdvisorOne  |  October 31, 2012

  The number of advisors drops from the second quarter, but is up for the year at 13,140.

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  New Hire Roundup: FINRA Adds Three; Eichmann Goes to TheStreet

  By Marlene Y. Satter, AdvisorOne  |  August 16, 2012

  This week in new hires, FINRA added three new governors; Erwin Eichmann joined TheStreet as general counsel; and Putnam Investments named Darren Jaroch portfolio manager of another fund.

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  LPL Adds 223 Advisors as Profits Drop 13%

  By Joyce Hanson, AdvisorOne  |  July 31, 2012

  In a repeat from last quarter, LPL Financial reported that quarterly profits were down although revenues were up.

• LPL, Wells’ FiNet Tap New Execs

  By Janet Levaux, AdvisorOne  |  June 27, 2012

  LPL FINANCIAL SAID IN EARLY JUNE THAT Dan Arnold, currently head of strategy for the largest independent broker-dealer, had been named chief financial officer of the company, the latest step in a management reorganization that has played out over the last few months.

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  LPL Names Strategy Chief Dan Arnold to Succeed Moore as CFO

  By James J. Green, AdvisorOne  |  June 5, 2012

  Dan Arnold, former head of Uvest, will take over from Robert Moore, now president and COO of the largest independent BD.

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  LPL Names Sallie Larsen Chief Human Capital Officer

  By James J. Green, AdvisorOne  |  May 17, 2012

  Former Fed Home Loan Bank HR executive becomes member of LPL’s executive committee.

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  LPL Profits Fall but Sales Rise, as Secondary Offering Is Announced

  By Janet Levaux, AdvisorOne  |  April 30, 2012

  Its two private-equity investors are selling a combined 14% stake in the independent broker-dealer.

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  LPL Reshuffles Executive Team

  By Melanie Waddell, AdvisorOne  |  April 18, 2012

  LPL CEO Mark Casady says the moves, and the launch of a new unit, are intended to capture “dynamic growth opportunities.”