Mark Casady

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  LPL’s Next Step After IPO? Deleveraging, Allocating Capital, Casady Says

  By James J. Green, AdvisorOne  |  January 20, 2011

  LPL's CEO Mark Casady flaunts scale and resources; says going public has helped recruiting.

• LPL’s Next Step After IPO? Deleveraging and Allocating Capital

  By James J. Green, AdvisorOne  |  January 20, 2011

  Casady flauts scale and resources; says going public has helped recruiting

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  Five Most-Read Stories: LPL's IPO, VA Guide, Taxes on Wealthy

  By Editorial Staff  |  November 19, 2010

  AdvisorOne's Most Read Stories for the week of Nov. 13-19, 2010 include the LPL IPO and a new guide to evaluating VAs.

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  LPL Kicks Off Its IPO, in Much Anticipated Move

  By Janet Levaux, AdvisorOne, Jane Wollman Rusoff  |  November 18, 2010

  LPL's IPO successfully passed its first test, as its shares rose 7% in trading Thursday, closing at $32.15 with 8 million shares traded.

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  LPL Assumes IPO Price of $28.50 Per Share

  By James J. Green, AdvisorOne, Janet Levaux, AdvisorOne  |  November 4, 2010

  LPL Financial, the largest independent broker-dealer, filed an amended Form S-1 with the SEC on Wednesday that assumed an IPO price of $28.50 per share for 17,176,195 shares of common stock, though it did not set a date for its much-anticipated IPO.

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  LPL Financial Boosts Net Income as Advisor Growth Slows

  By Janet Levaux, AdvisorOne  |  October 26, 2010

  The number of LPL Financial Advisors is now just above 12,000.

• LPL Financial Shares IPO Plans; On Track to Rival Wirehouses

  By Janet Levaux, AdvisorOne  |  July 1, 2010

  LPL Financial filed statements with the SEC in early June 4 to go public with an estimated $600-million stock offering. The independent broker-dealer has 12,026 independent...

• LPL Financial's IPO: The Competitive Equation

  By James J. Green, AdvisorOne  |  July 1, 2010

  The parent company of the largest independent broker/dealer, LPL Financial, filed an S-1 statement with the SEC on June 4 to go public via an...

• LPL Financial's Casady and Edward Jones' Jim Weddle Join FINRA Board

  By Janet Levaux, AdvisorOne  |  June 12, 2009

  The Financial Industry Regulatory Authority (FINRA) of Washington, D.C., says that two new large-firm representatives have been elected to its board of governors, while a...

• Changes

  By Kara P. Stapleton  |  December 1, 2008

  ? NAVA announced the election of Mark Casady, chairman and CEO of LPL Financial Services, as the chairman of its board. Casady replaces Clifford Jack,...