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By Jane Wollman Rusoff |
February 24, 2012
Where in the world are the industry’s new financial advisors coming from?
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By Janet Levaux, AdvisorOne |
June 7, 2010
With 12,026 advisors, LPL Financial is the fifth-largest U.S. broker-dealer. Its IPO and growth plans could allow it to surpass its larger publicly traded wirehouse rivals (Morgan Stanley, Merrill Lynch and Wells Fargo) within a year or two, experts say.
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By Janet Levaux, AdvisorOne |
June 7, 2010
LPL Financial, which filed an S-1 statement with the SEC on June 4, to go public with a stock offering, had 11,950 affiliated representatives as of April 1, 2010, a self-reported number gathered as part of Investment Advisor's broker/dealer survey.
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By Jane Wollman Rusoff |
February 1, 2009
Though Rex C. Whiteside has forsaken a fancy sushi palace for a less pricey Japanese spot when buying his staff lunch, and has cut a...
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By Jane Wollman Rusoff |
July 1, 2008
Tennessee Williams wrote the famed line for tragic character Blanche DuBois in his play, "A Streetcar Named Desire." But veteran executive recruiter Mark Elzweig says...
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By Ellen Uzelac |
October 1, 2007
A collision of regulatory events has given a boost to the industry's move toward a fee-based business model -- with some pundits predicting dramatic change...
