Mary L. Schapiro

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  Why Women in Wealth Matter

  By Kathleen McBride, AdvisorOne  |  February 23, 2011

  It’s nearly time to nominate the 50 Top Women in Wealth. Here is why it is important.

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  SEC’s Aguilar Sees Need for Stronger Agency

  By Kathleen McBride, AdvisorOne  |  February 8, 2011

  Four ‘resolutions’ and ‘wishes’ for 2011, intended to boost investor protection and confidence in markets.

• SEC Proposes ‘Security-Based Swap Execution Facility’ Rules

  By Kathleen McBride, AdvisorOne  |  February 2, 2011

  Instead of trading over-the-counter, as these have, the SEC wants to add ‘transparency, efficiency, and competitiveness’ and oversight.

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  Why Women Executives Lose Power and 10 Ways to Keep It

  By Kathleen McBride, AdvisorOne  |  January 25, 2011

  Henna Inam, a CEO coach who writes for The Glass Hammer e-newsletter, says too many women 'give away their power.'

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  8 Surprising Findings in the fi360-AdvisorOne Fiduciary Survey

  By Kathleen McBride, AdvisorOne  |  January 19, 2011

  Most brokers and advisors say extending the fiduciary standard to brokers won’t cost investors more or limit their choices; would help restore investor confidence.

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  Municipal Bond Regulation: Time to Repeal the Tower Amendment?

  By Kathleen McBride, AdvisorOne  |  December 14, 2010

  Too bad there’s no expiration date on the 1975 amendment exempting municipal bond issuers from making disclosures to potential investors.

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  Broker Compensation Under Regulatory Scrutiny

  By Kathleen McBride, AdvisorOne  |  November 15, 2010

  SEC Chairman Mary L. Schapiro speaks about conflicts in broker incentives and bonuses.

• Market Structure Is the Topic for SEC Speech

  By Kathleen McBride, AdvisorOne  |  September 7, 2010

  SEC Chair Mary L. Schapiro spoke about "Strengthening Our Equity Market Structure" to The Economic Club of New York on September 7.

• SEC Seeks Public Comment, 'Greater Transparency' on Financial Re-regulation

  By Kathleen McBride, AdvisorOne  |  July 28, 2010

  Now hear this: the SEC has heard investors' concerns and will address them as it remakes the rules.

• Who Are the 50 Top Women in Wealth?

  By Kathleen McBride, AdvisorOne  |  May 3, 2010

  WealthManagerWeb.com selected the most influential, powerful and inspiring women for our list, from the national stage to the practitioners managing the financial assets and of their clients, to the academics who inform our thinking.