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By Bob Clark, AdvisorOne |
August 8, 2012
Congressman Bachus’ WSJ piece on the benefits of an SRO for advisors sets what might be a world record for faulty assumptions, wrong conclusions and inaccuracies.
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By John Sullivan, AdvisorOne |
August 6, 2012
Federal regulators “whose job is to enforce the law and protect investors from bad actors, often had no clue."
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By John Sullivan, AdvisorOne |
April 16, 2012
A trustee and fiduciary for a number of employer pension plans was indicted on April 10 for 17 counts of wire fraud and 14 counts of theft from an employee pension benefit plan.
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By Michael S. Fischer |
June 18, 2010
The Senate Finance Committee has removed a requirement that all 401(k) fees be disclosed to workers and employers from jobs legislation it is considering, putting the Senate at loggerheads with the House of Representatives.
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By Michael S. Fischer |
May 27, 2010
Retirement plan sponsors and participants can look forward to a new relationship with their service providers if the American Jobs and Closing Tax Loopholes Act passes the House of Representatives soon.
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By Kathleen McBride, AdvisorOne |
May 27, 2010
The drafters of ERISA in the 1970s, "never contemplated ERISA being used as it is today," Matthew Hutcheson noted at the IFS, as he introduced Jeff Mamorsky, chairman of the Global Benefits and Compensation Group at the law firm Greenberg Traurig.
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By Kathleen McBride, AdvisorOne |
May 26, 2010
It was a refreshing change to see Stephen Covey speak in an intimate setting in a room with about 45 people as he kicked off the Independent Fiduciary Symposium on Tuesday, May 25.
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By Kathleen McBride, AdvisorOne |
May 26, 2010
Setting at Museum of American Finance almost steals the show.
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By Michael S. Fischer |
May 26, 2010
Service providers will have to disclose fees and explain conflicts of interest.
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By Robert F. Keane |
July 16, 2009
A committee calling for an authentic standard throws down the gauntlet