Melanie Lubin

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  NASAA Names Abshure as President

  By Melanie Waddell, AdvisorOne  |  September 12, 2012

  A. Heath Abshure, Arkansas securities commissioner, began Tuesday a one-year term as president of NASAA, replacing Jack Herstein.

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  State RIA ‘Switch’ Warning: Don’t Procrastinate, Ask for Help

  By Marlene Y. Satter, AdvisorOne  |  January 13, 2012

  Some reports imply that state registrations will be a lot tougher on advisors, but most state regulators prefer to offer guidance rather than coming down on advisors like a ton of bricks for violations.

• Watch Out. Reform Is on the Way

  By Melanie Waddell, AdvisorOne  |  January 1, 2009

  As the New Year unfolds, one thing is certain: financial services regulatory reform will be hotly debated in the 111th Congress, and perhaps some reforms...

• The Registration Numbers

  By Staff Writer  |  March 1, 2007

  Here's a breakdown of how, and where, advisors and brokers are registered. The numbers were presented by Melanie Lubin, Maryland's Securities Commissioner, at the ALI-ABA...

• Piling On

  By Melanie Waddell, AdvisorOne  |  March 1, 2006

  Ask any advisor what their biggest bugaboo is these days and they're sure to utter one word: compliance. Over the past few years, the SEC...