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By James J. Green, AdvisorOne |
September 15, 2008
Wall Street is not what it used to be, for good or ill. Culminating (at least for the moment) a months-long period of market volatility and uncertainty spawned by the credit/housing crisis and punctuated by a Federal government-engineered bailout of Bear Stearns at the end of March and a Federal...
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By Staff Writer |
March 1, 2008
B/D chief compliance officers can now register for the inaugural CCOutreach BD National Seminar organized by the SEC and the Financial Industry Regulatory Authority (FINRA)....
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By Marian Miller Chang |
April 1, 2006
Customer service--true customer service such as returning phone calls in a timely manner or simply being polite and thoughtful or providing innovative solutions to problems--is...
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By Staff Writer |
January 4, 2005
NEW YORK (HedgeWorld.com)--Merrill Lynch & Co. has filed plans to offer its first hedge fund product to be registered with the Securities and Exchange Commission. Managed through ML's Investment Managers unit, the new Multi-Strategy Hedge Opportunities LLC offering is a fund of hedge funds with a minimum initial investment of...
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By Robert F. Keane |
January 1, 2005
It's not likely that any of them will start belting out choruses of "Happy Days Are Here Again," but if the members of Investment Advisor's...
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By Staff Writer |
August 9, 2004
NEW YORK (HedgeWorld.com)--Calamos Asset Management Inc., a manager of convertible arbitrage and other strategies in a variety of vehicles including hedge funds, registered with the Securities and Exchange Commission the initial public offering of its Class A common stock. Citigroup and Merrill Lynch & Co. are the underwriters, with Goldman...
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By Staff Writer |
August 2, 2004
NEW YORK (HedgeWorld.com)--Highland Capital Management LP signed up Dansby White as a managing director. The firm announced that Mr. White would play a leadership role in expanding its structured finance and CDO business, with responsibility for creating new products and funds. He will work from Highland's New York office. ...
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By Staff Writer |
July 20, 2004
Association seeks to block "Merrill" rule--finally
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By Staff Writer |
June 28, 2002
A visit with the fund group's global stock-pickers
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By Staff Writer |
August 1, 2001
Charles Schwab says that its new PCS division does