Merrill Rule

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  On 5th Anniversary of FPA’s Win on ‘Merrill Rule,’ Fight Continues

  By James J. Green, AdvisorOne  |  March 30, 2012

  Lawsuit whose victory surprised and delighted many changed the conversation in Washington while industry still awaits shape of a final fiduciary rule.

• Being Rick Ketchum

  By John Sullivan, AdvisorOne  |  March 1, 2011

  This job affords me the opportunity to “live other lives;” to see both sides of an issue in all its selfish and selfless glory.

• A Long, Strange Trip

  By Richard Stone  |  October 1, 2007

  Having been in the wealth management industry for more than three decades, I've seen a lot of things come full circle in the financial markets....

• A technology take on the Merrill Rule

  By Marc Butler  |  June 1, 2007

  At the end of March, the U.S. Court of Appeals for the District of Columbia ruled that the Securities and Exchange Commission overstepped its bounds...