Michael Oxley

• 

  It’s Not Too Late to Make Your Voice Heard on SRO Bill

  By David Tittsworth, IAA  |  July 6, 2012

  If you’re not in favor of having FINRA become the SRO for RIAs, join the advisor grass-roots effort to advocate with Congress against Bachus bill.

• 

  Michael Oxley Describes New Role as FINRA Lobbyist: Exclusive Interview

  By Melanie Waddell, AdvisorOne  |  April 20, 2011

  Michael Oxley should be on every advisor's radar, as the former Republican congressman is now lobbying to ensure FINRA becomes the SRO for advisors.

• Five Years of Excellence

  By Staff Writer  |  May 1, 2007

  The IA 25 marks its fifth anniversary in 2007, and each year it gets harder to limit the number of influential people to just 25....

• SOX and You

  By Melanie Waddell, AdvisorOne  |  May 1, 2006

  Are you up to speed on Sarbanes-Oxley? That's the law Congress put in place after Wall Street was rocked by the corporate scandals at Enron...

• Baker/Oxley Bill Would Sever Management of Hedge F

  By Staff Writer  |  November 24, 2003

  WASHINGTON (HedgeWorld.com)--Both houses of Congress are considering legislation to halt abuses in the mutual fund industry, and despite some consensus passage may snag on the...

• 

  The First Annual IA 25: 2003

  By Editorial Staff  |  May 1, 2003

  Listing the most influential people within any profession is a daunting task, but the job is particularly difficult within financial planning, where fierce independence is...

• Sweeping Reform of Accounting, Auditing Awaits Sig

  By Staff Writer  |  August 5, 2002

  WASHINGTON (HedgeWorld.com)--Both houses of Congress overwhelmingly passed an act to change the way financial accounting and auditing work in the United States. The House acted first,...

• Stock Options Reform Kept Off the Senate Corp-Gove

  By Staff Writer  |  July 22, 2002

  WASHINGTON (HedgeWorld.com)--Amid the complicated parliamentary maneuvering on the Senate floor Monday, preparatory to the unanimous passage of a bill sponsored by Senator Paul Sarbanes (D-Md.)...