Morgan Keegan & Co.

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  FINRA Enforcement Roundup: Morgan Keegan Censured, Fined Over Nontraditional ETFs

  By Marlene Y. Satter, AdvisorOne  |  January 17, 2013

  Among recent FINRA enforcement actions were the censure, fine and order to pay restitution of a firm that charged its customers bogus markups.

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  SEC, FINRA, DOL Enforcement Roundup: Investment Advice From the Heavens

  By Marlene Y. Satter, AdvisorOne  |  June 21, 2012

  Recent enforcement actions included an astrology-based Ponzi scheme, along with fines for Morgan Keegan, Edward Jones and Janney Montgomery Scott.

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  New Hire Roundup: TD Ameritrade Institutional Welcomes Gaze

  By Marlene Y. Satter, AdvisorOne  |  April 26, 2012

  This week in new hires, Christine Gaze joined TD Ameritrade Institutional, Robert Bernstein went to Windham Capital and Raymond James confirmed the appointment of John Carson as president of its board.

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  Raymond James Taps Former Morgan Keegan CEO to Lead Fixed-Income Group

  By Janet Levaux, AdvisorOne  |  April 4, 2012

  The fixed income and capital markets group will be led by John Carson Jr., former CEO of Morgan Keegan.

• Morgan Keegan to Pay $200 Million Over Bond Fund Allegations

  By Marlene Y. Satter, AdvisorOne  |  June 23, 2011

  Morgan Keegan & Company will pay $200 million to settle allegations of exaggerated claims, failures in supervision and undisclosed investment risks, the Financial Industry Regulatory Authority announced Wednesday.

• Refco Will Distribute Fund Linked to S&P Managed Futures Index

  By Staff Writer  |  February 23, 2004

  NEW YORK (HedgeWorld.com)--Refco Securities LLC will license for sale and distribute a new fund linked to the Standard & Poor's Managed Futures Index. Refco officials said...

• Morgan Keegan Hires Former Hedge Fund Exec

  By Staff Writer  |  September 9, 2002

  NEW YORK (HedgeWorld.com)-Morgan Keegan & Co. hired former private investor and hedge fund manager Peter T. Lozier to work on its institutional fixed-income sales desk. Mr....