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By Melanie Waddell, AdvisorOne |
December 17, 2012
During her first day as the new chairman of the SEC, Elisse Walter appointed two acting directors, one to the Division of Corporation Finance and the other to Trading and Markets.
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By Melanie Waddell, AdvisorOne |
September 1, 2007
The SEC's Advisory Committee on Improvements to Financial Reporting held its first meeting August 2 at SEC headquarters in Washington to discuss ways to tackle...
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By Robert F. Keane |
February 1, 2006
With almost 200 colleges and universities now offering registered programs for financial planners and investment advisors, the ranks of the profession will increasingly be augmented...