Morgan Stanley

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  Wells Nabs 9 Reps From Morgan Stanley, Merrill and RBC

  By Janet Levaux, AdvisorOne  |  June 14, 2013

  Raymond James recruits one Morgan advisor, while LPL affiliate U.S. Wealth Management hires a Pershing exec.

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  Morgan Stanley Nabs Wells, UBS Reps

  By Janet Levaux, AdvisorOne  |  June 11, 2013

  Meanwhile, Janney recruits a team from Stephens in Columbia, S.C.

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  LPL Names Oroschakoff Chief Risk Officer

  By Melanie Waddell, AdvisorOne  |  June 7, 2013

  LPL announced Friday that Michelle Oroschakoff, formerly global risk officer at Morgan Stanley, has been appointed chief risk officer and managing director.

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  Recruiting Roundup: Morgan Stanley, Janney Lure Reps

  By Janet Levaux, AdvisorOne  |  June 5, 2013

  UBS and Baird also report their latest advisor recruiting news.

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  New Hire Roundup: Senate Finance Names Getz Tax Counsel

  By Marlene Y. Satter, AdvisorOne  |  June 5, 2013

  This week in new hires, Kara Getz joined the Senate Finance Committee as tax counsel, and ICI named Michelle Mesack director of financial services policy.

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  12 Best & Worst Broker-Dealers: Q1 Earnings, 2013

  By Janet Levaux, AdvisorOne  |  May 30, 2013

  Several large firms are turning around their operations, but others still face performance issues.

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  Tip of the Iceberg: Email Problem Is Bigger Than LPL

  By Bob Clark, AdvisorOne  |  May 29, 2013

  FINRA should lighten up on the accusations and fines, and work with firms to find better solutions to what seems to be a huge—and snowballing—problem.

• Wealth Operations on a Roll

  By Janet Levaux  |  May 28, 2013

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  Baird Expands Recruiting of Trainees, Advisors

  By Janet Levaux, AdvisorOne  |  May 22, 2013

  The employee-owned, Milwaukee-based firm tops $100 billion in client assets as it aims for $1 billion in revenue.

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  Janney Nabs Morgan Stanley Team in Delaware

  By Janet Levaux, AdvisorOne  |  May 20, 2013

  The advisors join with about $195 million in assets and $1.5 million in yearly fees and commissions.