Municipal Securities

MSRB, FINRA, SEC Work Together on Dodd-Frank Rules and Enforcement

By Kathleen McBride, AdvisorOne | May 23, 2011

‘We’re dealing with other people’s money here,’ MSRB Chairman says.
New Jersey Note Auction 'Oversubscribed' Despite SEC Suit

By John Sullivan, Advisorone | August 20, 2010

Just one day after settling allegations of fraud with the Securities and Exchange Commission, New Jersey sold $2.25 billion in short-term notes, a new record.

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