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By Jodie Papike |
October 4, 2010
While broker-dealers report that 2010 has been a slow year for bringing in new advisors, especially after two booming years for recruitment, now may be the time for advisors who are considering making a move to act.
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By Janet Levaux, AdvisorOne |
April 1, 2010
This year, LPL Financial aims to build on its recruiting success in 2009 after "experiencing record levels of recruiting growth," said Bill Morrissey, executive vice...
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By Michelle Samaad |
December 1, 2009
LPL said it bought the three companies from Pacific Life in 2007 for nearly $100 million.
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By Staff Writer |
July 16, 2009
LPL Financial Corporation announced Wednesday it will fully integrate advisors from three of its affiliated broker/dealers - Associated Securities Corp., Mutual Service Corporation, and Waterstone...
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By James J. Green, AdvisorOne |
July 15, 2009
Moves advisors from three broker/dealers away from Pershing
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By Ellen Uzelac |
June 1, 2009
With advisor interest in the independent model at a historic high, Derek Bruton's appointment as national sales manager for the nation's largest independent broker-dealer network...
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By James J. Green, AdvisorOne |
August 1, 2008
As the biggest player in the independent broker/dealer space, LPL Financial would appear in the spotlight often enough for its sheer market share heft and...
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By Staff Writer |
November 1, 2007
Securities and Exchange Commissioner Annette Nazareth announced October 2 her intention to leave the Commission to return to the private sector. With Nazareth's departure, the...
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By Staff Writer |
October 12, 2007
Affiliates of Linsco/Private Ledger, (LPL) will have additional choices when it comes to clearing, as LPL will offer a choice of clearing through Pershing or LPL platforms.
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By Janet Levaux, AdvisorOne |
October 1, 2007
LPL put on quite a show at its 30th-annual Boston conference this summer, introducing changes to its bonus plan, a stock option program, health insurance,...