Nancy Johnson

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  Recruiting Roundup: Wells Adds 31 FAs With $3.5 Billion

  By Janet Levaux, AdvisorOne  |  November 16, 2012

  LPL, Raymond James and Securities America also grab reps from rivals.

• Community Affair

  By James J. Green, AdvisorOne  |  September 19, 2005

  FPA annual confab attracts 3,000 to San Diego

• Fly Right

  By Marlene Y. Satter, AdvisorOne  |  June 1, 2004

  With changes afoot on everything from e-mail archiving to breakpoints to money laundering and the Patriot Act, independent broker/dealers have to be nimble. Into the...

• On the Agenda

  By Staff Writer  |  January 1, 2004

  Nancy Johnson, a planner and FPA Board member, provided this list of some of the regulatory and compliance issues that will be addressed by the...

• Red Tape, Red Ink?

  By Marlene Y. Satter, AdvisorOne  |  January 1, 2004

  Corporate malfeasance. After-hours trading. Mutual fund misdeeds. Breakpoints. A market that lost more than 40% of its value in the last three years. Rampant consumer...