NASDAQ

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  SEC, FINRA Enforcement Roundup

  By Marlene Y. Satter, AdvisorOne  |  May 24, 2012

  Broker-dealer Cadaret, Grant fined; alleged $60 million Ponzi scheme targeted; Morgan Stanley in hotseat.

• AMEX Stays in the Game

  By Staff Writer  |  October 1, 2007

  Despite growing competition from the New York Stock Exchange and Nasdaq, the American Stock Exchange (Amex) continues to hold its own when it comes to...

• Upgrades

  By Staff Writer  |  July 1, 2007

  Standard & Poor's is adding an index for Muslims who want to participate in the markets, while still conforming to Shariah, or Islamic law. The...

• Industry Leaders Point to Growth and Challenges

  By Janet Levaux, AdvisorOne  |  June 1, 2007

  "Why all the confusion about mutual funds?" asks Chip Roame, head of Tiburon Strategic Advisors, who recently hosted the group's CEO Summit XII, April 18-19,...

• Nasdaq and Reuters Launch New Research Service

  By James J. Green, AdvisorOne  |  June 7, 2005

  The Independent Research Network will make available independent research on small public companies

• At Long Last: U.S. Trading in Single-stock Futures

  By Staff Writer  |  November 11, 2002

  NEW YORK (HedgeWorld.com)--The two exchanges that will light the candle on single-stock futures on Friday are preparing ceremonies for the occasion. At the Nasdaq-Liffe Market, its...