National Financial

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  Roth Conversion: Fidelity Shares a Tool

  By Ed McCarthy, CFP  |  January 6, 2010

  Developed by SunGard, the online Roth IRA conversion calculator can be used by broker/dealer clients of National Financial.

• Millionaires Say 2008 Not So Bad

  By James J. Green, AdvisorOne  |  August 1, 2009

  The high-net-worth feel pretty good about their advisors, reporting that they not only helped limit their investment losses in 2008, but by communicating with them...

• National Financial's Norm Malo to Retire

  By James J. Green, AdvisorOne  |  January 27, 2009

  Fidelity announced January 23 that Norman Malo, president and CEO of its clearing firm for correspondent broker/dealers.

• Striking While the Iron Is Hot

  By Melanie Waddell, AdvisorOne  |  September 1, 2008

  Attempting to cement its foothold in the fast growing dually registered advisor market, Fidelity Institutional Wealth Services (IWS) and its correspondent broker/dealer business, National Financial,...

• Further Integration at Fidelity

  By James J. Green, AdvisorOne  |  July 1, 2008

  It's no secret that those who provide independent financial advice fall somewhere along a spectrum of independence from the registered rep of an independent broker/dealer...

• Fidelity Introduces 'HybridOne' as Competition Heats Up

  By Janet Levaux, AdvisorOne  |  July 1, 2008

  Fidelity Investments has said that its registered investment advisor (RIA) custody business, Fidelity Institutional Wealth Services, and its correspondent broker/dealer business, National Financial, have jointly...

• Further Integration at Fidelity

  By James J. Green, AdvisorOne  |  June 4, 2008

  It's no secret that those who provide independent financial advice fall somewhere along a spectrum of independence from the registered rep of an independent broker/dealer...

• Fidelity Shares Survey Results, Settles with SEC

  By Janet Levaux, AdvisorOne  |  April 1, 2008

  Fidelity Investments and National Financial have released new research on Individual Retirement Account ownership. The research shows that, despite 2007 being a year of financial...

• Can't Get No...

  By James J. Green, AdvisorOne  |  March 1, 2008

  When it comes to making brokers happy, the work environment is the top "driver of satisfaction," according to the third annual National Financial Broker and...

• New Tool for Advisors

  By James J. Green, AdvisorOne  |  September 7, 2007

  Fidelity Investments will be rolling out a Web-based retirement income planning tool during the month of September through its three advisor-servicing units: Fidelity Investments Institutional Services Company (FIIS), National Financial, and Fidelity Registered Investment Advisor Group (FRIAG).