National Planning Corporation

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  New Hire Roundup: Oliner, Kleinke Join AEI; Bozek Advances at Prudential

  By Marlene Y. Satter, AdvisorOne  |  February 2, 2012

  This week in new hires, Stephen Oliner and JD Kleinke went to AEI; Joan Bozek was promoted at Prudential Retirement; Steven McKay and Joseph Kaplan went to Putnam Investments.

• NPH Announces Slight Increase in Year-Over-Year Sales for Q1

  By John Sullivan, AdvisorOne  |  May 18, 2010

  On the heels of a strong earnings announcement from parent company Jackson National Life, National Planning Holdings, Inc. (NPH), the broker/dealer unit owned by the Michigan-based insurance company, announced mixed results on Tuesday, May 18.

• Retirement Planning: Time for Non-Traded REITs?

  By Melanie Waddell, AdvisorOne  |  September 1, 2009

  Finding an asset class in the midst of a recession that will provide retiree and pre-retiree clients with exactly what they need--a steady stream of...

• "What one issue in the broker/dealer industry is keeping you awake at night?"

  By Staff Writer  |  July 1, 2008

  Scott Romine, chief executive officer, National Planning Corp. I have more than just one. The current regulatory environment is certainly a concern, especially as it relates to 12b-1...

• To the Next Level

  By Ellen Uzelac  |  August 1, 2007

  Shortly after Scott Romine was tapped as the chief executive officer of National Planning Corp. in May, he conducted a much anticipated conference call with...

• Changes

  By Staff Writer  |  July 1, 2007

  Shawn Dreffein, president of National Planning Corporation (NPC) and CEO of the National Planning Holdings broker/dealer network of Jackson National Life, has retired from those...

• Bringing ETFs to 401(k)s

  By Staff Writer  |  April 1, 2007

  In mid-February, National Planning Corporation (NPC) announced the launch of a 401(k) retirement plan program designed to give small and mid-sized companies the ability to...

• Recruiters' Least-Favorite Reg

  By Ellen Uzelac  |  March 1, 2007

  A National Association of Securities Dealers policy that prohibits the use of block transfers of clients' mutual funds and variable annuity contracts has helped stall...

• Quadruple Threat

  By Robert Scott Martin  |  July 1, 2006

  Research: For those who don't know NPH, how do you fit into the broker-dealer universe? Dreffein: NPH is an independent contractor broker-dealer network. We have four...

• Toeing the Line

  By Staff Writer  |  April 2, 2002

  Legislators and regulators are taking tougher stan