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By Marlene Y. Satter, AdvisorOne |
April 4, 2013
This week in new hires, James Combs was named CEO of National Advisors Trust Co., and FSI elected two new board members.
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By James J. Green, AdvisorOne |
March 28, 2013
The independent BD association names replacements for Bill Dwyer of LPL and Jim Livingston of National Planning Holdings.
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By Gil Weinreich, AdvisorOne |
March 6, 2013
Jackson is the most recent company throwing advisors a “thought leadership” lifeline—ideas, strategies and tools advisors can presumably use to build their businesses.
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By Marlene Y. Satter, AdvisorOne |
January 30, 2013
This week in new hires, John Byrne and Bryan Hissong returned to Prudential Retirement, and Jac McLean was named head of distribution at Hartford Mutual Funds.
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By John Sullivan, AdvisorOne |
December 21, 2012
In 2013, FSI’s main priorities will be engaging politicians on relevant regulations and legislation, like the DOL's fiduciary rule, BDs’ independent contractor status as well as certain provisions of Dodd-Frank.
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By John Sullivan, AdvisorOne |
December 20, 2012
Alternatives are well-positioned for fiscal cliffs, anemic growth and other uncertainties in 2013 and beyond.
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By Janet Levaux, AdvisorOne |
December 20, 2012
In the final months of 2012, the wirehouse firms continued to recruit advisors from each other and from other broker-dealers.
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By John Sullivan, AdvisorOne |
December 3, 2012
The cavalry is coming. Advocacy organization announces three new members to its board and a renewed commitment to small and mid-size broker-dealers.
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By Janet Levaux, AdvisorOne |
November 9, 2012
The new group includes five advisors and was formerly affiliated with SII Investments, a National Planning Holdings broker-dealer
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By Marlene Y. Satter, AdvisorOne |
October 17, 2012
This week in new hires, MFS Investment Management welcomed Philip Stewart and promoted David Bryant; Leslie Voth was named CEO at Pitcairn; and Michael Millman joined U.S. Bank’s Private Client Reserve in San Francisco.