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By Melanie Waddell, AdvisorOne |
April 12, 2012
Rep. Bachus' revised bill comes despite economic analysis saying SRO would cost twice as much as funding the SEC.
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By Melanie Waddell, AdvisorOne |
March 9, 2012
Top lobbyist for Investment Adviser Association said Rep. Spencer Bachus will release this year revised legislation calling for a self-regulatory organization for advisors, though action may wait until new Congress in 2013.
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By Melanie Waddell, AdvisorOne |
August 31, 2010
Unclear whether SEC will seek input on study of FINRA as SRO for advisors.
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By Melanie Waddell, AdvisorOne |
January 22, 2007
Neil Simon, who's been the director of government relations for the Financial Planning Association for the past three years, is now VP of government relations for the Investment Adviser Association (IAA).
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By Bob Clark, AdvisorOne, Bob Clark, AdvisorOne |
March 1, 2005
Now that's what I'm talkin' about! It seems that once the FPA got its engine firing on all cylinders, it went straight into high gear....
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By Staff Writer |
October 1, 2004
Investment advisors and financial planners prize their independence, but history shows that an effectively organized group of dedicated people can often achieve far more as...
