New Jersey

• 

  13 Ex-Football Players and Finance: The Good & the Bad

  By Dan Berman, AdvisorOne  |  January 24, 2013

  After success of varying degrees in the NFL or college football, nine former players took the high road and four others the very low road.

• 

  Here’s Your Lead Generation Machine

  By Ellen Uzelac  |  January 23, 2013

  Here’s a storyboard you’ll love: Investor checks out financial advisor online and likes what he sees. Investor hires financial advisor.

• 

  Merrill, UBS Grab Teams From Morgan Stanley

  By Janet Levaux, AdvisorOne  |  January 14, 2013

  Six veteran advisors jump from one wirehouse to another in New Jersey.

• 

  Morgan Stanley to Slash 1,600 Jobs

  By Janet Levaux, AdvisorOne  |  January 10, 2013

  The cuts focus on institutional operations, such as investment banking and trading activities at the wirehouse.

• 

  Raymond James Recruits Wells Fargo Mother-Daughter Team

  By Joyce Hanson, AdvisorOne  |  January 7, 2013

  A Baltimore-based CFP team with $200 million in AUM and $2 million in annual production has jumped ship from Wells Fargo to join Raymond James’ IBD channel.

• 

  Top 10 States With Most & Fewest Millionaires

  By Michael S. Fischer, AdvisorOne  |  January 7, 2013

  Rankings by Phoenix Global Wealth Monitor show some surprising findings on which states have the most millionaires.

• 

  SEC, FINRA Enforcement Roundup: Eli Lilly to Pay $29M to Settle Foreign Bribery Charges

  By Marlene Y. Satter, AdvisorOne  |  January 3, 2013

  The SEC recently charged Eli Lilly for violations of the FCPA and barred an Arizona-based fund manager from the industry after the fund’s collapse. FINRA ordered Pruco Securities to pay $10.7 million.

• 

  Advisors Giving Back: Holiday Slideshow, Part II

  By Janet Levaux, AdvisorOne  |  December 26, 2012

  In the second of three slideshows, we pay homage to advisors and their partners who share of their time and talents with their local, national and global community.

• 

  Storm Urges

  By Olivia Mellan  |  December 21, 2012

  “Expect the best, but plan for the worst” is advice you’ve probably given your clients for years. But what happens when the worst is worse than their most awful fears?

• Wirehouses, Others Actively Attract Reps

  By Janet Levaux, AdvisorOne  |  December 20, 2012

  In the final months of 2012, the wirehouse firms continued to recruit advisors from each other and from other broker-dealers.