-
By Kenneth Silber |
May 24, 2012
This year’s congressional elections hold considerable potential to reshuffle power on Capitol Hill.
-
By Ronald Delegge, ETFguide.com |
May 24, 2012
"Send me a bill that bans insider trading by members of Congress and I will sign it tomorrow,” President Obama proclaimed in his State of the Union on Jan. 24, 2012.
-
By Gerald Burstyn |
May 24, 2012
From Mississippi to Pennsylvania and Ohio to Kansas, there’s a gold rush in the natural gas market.
-
By Janet Levaux, AdvisorOne |
May 23, 2012
A UBS team joins with about $1.3 million in production; an ex-Credit Suisse advisor comes on board with roughly $1.6 million of trailing 12.
-
By Melanie Waddell, AdvisorOne |
May 22, 2012
The House Financial Services Committee announced Wednesday that it will hold a hearing on June 6 on the redraft of Rep. Spencer Bachus’ bill calling for an SRO to oversee advisors.
-
By Melanie Waddell, AdvisorOne |
May 22, 2012
House Financial Services Chairman Spencer Bachus reintroduced in late April his draft bill calling for a self-regulatory organization (SRO) for advisors.
-
By Marlene Y. Satter, AdvisorOne |
May 17, 2012
This week in new hires, Morningstar promoted Kunal Kapoor; Chilton Trust was approved by the Florida Office of Financial Regulation; and Duff & Phelps announced a new independent broker-dealer due diligence practice.
-
By Gil Weinreich, AdvisorOne |
May 16, 2012
Business relocation coach Joseph Vranich warns a further increase in taxes for the 48th-ranked state in terms of tax burden (according to the Tax Foundation) will only exacerbate California's financial woes.
-
By Dan Berman, AdvisorOne |
May 15, 2012
In many areas high pay comes along with higher costs of living, but that's not the case for a metro area in Arkansas that's surprisingly on our list.
-
By David Tittsworth, IAA |
May 14, 2012
Some of the answers: FINRA is the only viable option that has been identified as an SRO and, as Mercer Bullard commented, "the bill would impose a tax on small advisory businesses...and mainstream investors they represent."
