Norman Malo

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  Securities America Deal: ‘Huge Gamble’ for Advisors and Ladenburg, Experts Say

  By Janet Levaux, AdvisorOne  |  August 17, 2011

  Recruiters are concerned that the deal will be good for Ameriprise but leave advisors in the cold, leaving them with uncertainty and lacking in better services and products.

• Changes

  By Kara P. Stapleton  |  March 1, 2009

  Fidelity Investments announced that Norman Malo, president and CEO of its clearing firm, National Financial, will retire from the company effective March 2009. Malo joined...

• National Financial's Norm Malo to Retire

  By James J. Green, AdvisorOne  |  January 27, 2009

  Fidelity announced January 23 that Norman Malo, president and CEO of its clearing firm for correspondent broker/dealers.

• Further Integration at Fidelity

  By James J. Green, AdvisorOne  |  July 1, 2008

  It's no secret that those who provide independent financial advice fall somewhere along a spectrum of independence from the registered rep of an independent broker/dealer...

• Further Integration at Fidelity

  By James J. Green, AdvisorOne  |  June 4, 2008

  It's no secret that those who provide independent financial advice fall somewhere along a spectrum of independence from the registered rep of an independent broker/dealer...

• Brokers Want Growth, Recruiting, and Retention

  By Staff Writer  |  October 19, 2007

  To help their correspondents achieve these business goals, National Financial is launching two new initiatives to support these broker/dealers in their efforts to recruit and develop representatives.

• The Foundation for Financial Planning Adds More Projects

  By Kara P. Stapleton  |  July 27, 2007

  The Foundation for Financial Planning (FFP) supports a wide range of projects across the U.S. that include pro bono financial advice and outreach programs to a variety of groups including low-income families, high school students, and victims of disasters such as Hurricane Katrina. Fidelity's National Financial has joined forces with...

• News & Products, March 2007

  By Kara P. Stapleton  |  March 1, 2007

  National Financial announced February 1 that it is expanding its alliance program by adding Fetter Logic Inc. to offer a suite of data management tools...

• Symbiotic Relationships

  By Kathleen McBride, AdvisorOne  |  January 1, 2007

  When broker/dealers select a clearing firm to partner with, it pays to be choosy. This is one of the most critical relationships that any broker/dealer...

• Innovations in Clearing

  By R. Gina Renee  |  September 1, 2006

  Many reps well-seasoned in the business and moving full steam ahead into their high-net-worth practices focused on retiring boomers, will well remember the days when...