NYSE Regulation's Interim

LPL Financial's Casady and Edward Jones' Jim Weddle Join FINRA Board

By Janet Levaux, AdvisorOne | June 12, 2009

The Financial Industry Regulatory Authority (FINRA) of Washington, D.C., says that two new large-firm representatives have been elected to its board of governors, while a...
FINRA appoints four new members to its board

By Jenny Ivy | June 11, 2009

The Financial Industry Regulatory Authority (FINRA) announced Thursday that two new large-firm representatives have been elected to its Board of Governors, while a third new...

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