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By Melanie Waddell, AdvisorOne |
June 12, 2012
“Many individual investors feel like they are under siege,” SEC Commissioner Luis Aguilar said at the group's first meeting.
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By Melanie Waddell, AdvisorOne |
July 20, 2011
The CFA released a Dodd-Frank progress report on Wednesday warning that further progress in implementing the law is threatened, in part, by congressional efforts to defund regulators.
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By David Massey, NASAA |
July 18, 2011
At the one-year anniversary of Dodd-Frank, my message to Congress is clear: Don't weaken the law's critical investor protections.