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By Melanie Waddell, AdvisorOne |
August 2, 2012
The SEC announced Thursday that Robert Plaze, deputy director of the Division of Investment Management, is retiring from public service at the end of August while the SEC has named John J. Cross III the director of the agency’s new Office of Municipal Securities.
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By James J. Green, AdvisorOne |
December 21, 2011
Raymond James adds brokers from UBS, MSSB in south Florida; Erado expands; SEC job openings.