Oppenheimer Capital

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  SEC’s Rominger Replaced by Champ, a Former Hedge Fund Counsel

  By Gil Weinreich, AdvisorOne  |  July 6, 2012

  Norm Champ, who's been with the SEC since 2010, brings his understanding of financial chicanery to bear on investment funds and advisors.

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  SEC’s Rominger, Director of Investment Management, to Retire in July

  By Melanie Waddell, AdvisorOne  |  June 15, 2012

  “Eileen understood the importance of a fair and efficient investment management industry to the well-being of investors everywhere. Her practical insights and steady leadership served investors well,” said SEC Chairwoman Mary Schapiro.

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  New Hire Roundup: Atlanta Capital Group Adds Two

  By Marlene Y. Satter, AdvisorOne  |  May 9, 2012

  This week in new hires, Atlanta Capital Group welcomed David McInnis and Richart Artzi; Jennifer Mitchell joined Tiedemann Wealth Management; and Wally Head went to Gresham.

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  New Hire Roundup: Putnam Welcomes Two; Securities America Promotes Belluomini

  By Marlene Y. Satter, AdvisorOne  |  January 26, 2012

  This week in new hires, Putnam Investments welcomed Charlotte Walsh and Greg Weissman, Michael Belluomini was promoted at Securities America, and John Kim and Chris Blunt took new positions at New York Life.

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  Top Portfolio Products: UBS Launches Internet ETNs, Ariel Offers International and Global Portfolios

  By Marlene Y. Satter, AdvisorOne  |  July 25, 2011

  This week in new portfolio products, UBS announced two Internet ETNs, and Ariel went international and global with new portfolios.

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  New Hire Roundup: At FDIC, Gruenberg Takes Helm From Bair; Bostrom Goes to SNR Denton

  By Marlene Y. Satter, AdvisorOne  |  July 21, 2011

  Also, this week in new hires, Lennon and Rappa join DC team, Unger to head plan sponsor sales at Russell; Grandeur Peak launched; Penn Mutual advances Flannery.

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  Bhansali Named Ariel CIO for New International Portfolios

  By Marlene Y. Satter, AdvisorOne  |  July 20, 2011

  Ariel Investments announced Wednesday the appointment of Rupal Bhansali as CIO of international equities, reporting to CEO John Rogers.

• Follow the Leaders: The 2011 IA 25

  By Editorial Staff  |  May 1, 2011

  In the nine years that Investment Advisor has published the IA 25, our editors’ judgment as to the 25 most influential people in and around the advisor community, we’ve never ranked the 25 in the order of their importance.