Options Clearing Corp.

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  SEC, FINRA Enforcement Roundup: Hedge Fund Analyst, 2 Friends Charged With Insider Trading

  By Marlene Y. Satter, AdvisorOne  |  March 29, 2013

  Among other recent actions were sanctions and fines for HSBC and Scottrade.

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  RIAs Gain Foothold in Tricky Options Market

  By Joyce Hanson, AdvisorOne  |  September 14, 2012

  The challenge comes not just from understanding which options products are best, but also from gaining liquidity in a marketplace that has seen a proliferation of trading venues.

• The Affluentialist: Preserving Capital for the HNW

  By Lewis Schiff  |  December 1, 2009

  For many affluent clients, the drive to preserve capital is stronger than the need for growth, so low-risk hedging strategies with some upside potential become very...

• Shadow Financial Launches New Clearing Interface

  By Staff Writer  |  January 9, 2003

  A Technology Roundup EDISON, N.J. (HedgeWorld.com)--A provider of back-office systems, Shadow Financial Services launched a new clearing interface that is real-time and includes the new MQSeries-based...

• November Another Record Month for Options Traders

  By Staff Writer  |  December 9, 2002

  CHICAGO (HedgeWorld.com)-- The options markets once again proved that records were indeed made to be broken, according to data collected by the Options Industry Council,...

• New CFTC Commissioner Wants Debate Over Futures Cl

  By Staff Writer  |  September 24, 2002

  WASHINGTON (HedgeWorld.com)--A debate about the common clearing of products at the U.S. futures exchanges has picked up steam of late, and at least one member...