OptionsXpress Holdings

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  SEC, FINRA Enforcement Roundup: Schwab's BrokersXpress Hit With Another Fine

  By Marlene Y. Satter, AdvisorOne  |  October 11, 2012

  FINRA and the SEC recently took action against a number of firms for everything from fraud to supervisory failure that in some cases cost the firms dearly.

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  Schwab to Close Broker-Dealer BrokersXpress

  By John Sullivan, AdvisorOne  |  May 16, 2012

  BrokersXpress, the specialty broker-dealer owned by Schwab under OptionsXpress Holdings, reportedly told advisors and clients on Wednesday that it would shut its doors.

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  Q4 Earnings: Schwab Meets Expectations, Reports Weakening Sales and New Assets

  By Janet Levaux, AdvisorOne  |  January 18, 2012

  Charles Schwab said Wednesday that its net income in the fourth quarter of 2011 grew 37% vs. the year-ago period, meeting analysts’ expectations.

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  Schwab RIAs to Benefit From OptionsXpress Acquisition: Bernie Clark

  By James J. Green, AdvisorOne  |  March 25, 2011

  Schwab Advisor Services chief Bernie Clark says options trading on one platform will benefit its advisors after the $1 billion optionsXpress acquisition closes.

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  Schwab to Acquire OptionsXpress for $1 Billion in Stock

  By James J. Green, AdvisorOne  |  March 21, 2011

  Charles Schwab Corp. announced Monday that it had signed a definitive agreement to acquire Chicago-based optionsXpress Holdings for Schwab stock valued at $1 billion, based on Schwab’s closing price on March 18 of $17.91 per share.

• Ameriprise, Waddell & Reed, and optionsXpress Post Results

  By Ron Pechtimaldjian, AdvisorOne  |  April 27, 2010

  A trio of financial services companies reported their quarterly results on Tuesday, April 27. Ameriprise Financial and Waddell & Reed Financial posted solid earnings, while optionsXpress Holdings disappointed with a small drop.