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By Joyce Hanson, AdvisorOne |
November 5, 2012
Envestnet co-founder Jim Lumberg says the ability to see held-away client assets is a business-building opportunity for advisors.
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By Melanie Waddell, AdvisorOne |
October 11, 2012
In her new role as deputy director, Pamela Dyson will coordinate closely with the agency’s divisions and offices to maintain an innovative, secure and efficient technology infrastructure, the SEC says.
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By Melanie Waddell, AdvisorOne |
September 21, 2011
Bachus has warmed up to more SEC funding because he sees that it would help the SEC with its oversight of any advisor SRO.