Paine Webber

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  New Hire Roundup: FINRA Names New Corporate Communications Head

  By Marlene Y. Satter, AdvisorOne  |  September 12, 2012

  This week in new hires, FINRA announced that Greg Ahern will be its new head of corporate communications, and Neuberger & Berman welcomed Brendan Gill.

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  New Hire Roundup: TD Ameritrade Institutional Adds Dario

  By Marlene Y. Satter, AdvisorOne  |  September 5, 2012

  Also this week in new hires, Joseph Nader joined Wescott Financial Advisory Group; Will Proctor went to a new spot at Neuberger Berman; and more.

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  New Hire Roundup: Hedge Fund Association Announces Officers; Carlyle Names Board

  By Marlene Y. Satter, AdvisorOne  |  March 21, 2012

  This week in new hires, Hedge Fund Association announced newly elected officers; Carlyle Group named new board members; Altegris welcomed Amy Bennett; Sanjay Puri joined Zephyr Associates.

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  Cetera Financial to Acquire Genworth FIS Broker-Dealer

  By James J. Green, AdvisorOne  |  January 9, 2012

  Firm that focuses on tax professionals as advisors will become fourth BD at Cetera.

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  Raymond James Adds 5 Advisors From Wells, UBS

  By Janet Levaux, AdvisorOne  |  January 5, 2012

  Five reps join Raymond James as employee advisors in the Southeast with about $4 million in yearly fees and commissions and close to $700 million in combined assets.

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  Valerie Brown Says Cetera Is Investing to Meet BD, Rep Needs: The Weekend Interview

  By James J. Green, AdvisorOne  |  January 14, 2011

  Increased margin pressure on all IBDs, will lead—is already leading—many smaller broker-dealers to seek the shelter of larger BDs.