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By Melanie Waddell, AdvisorOne |
September 12, 2012
A. Heath Abshure, Arkansas securities commissioner, began Tuesday a one-year term as president of NASAA, replacing Jack Herstein.
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By James J. Green, AdvisorOne |
July 13, 2006
NASD fraud study to be unveiled at July 17 gathering
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By Staff Writer |
May 1, 2006
On March 29, NASD Executive VP of Regulatory Policy and Oversight Elisse Walter testified before the Senate Committee on Aging regarding investment fraud targeting the...
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By Staff Writer |
July 21, 2003
NEW YORK (HedgeWorld.com)--The North American Securities Administrators Association suggested five areas for increased hedge fund regulation in a July 8th letter to the Securities and...