Paul Roye

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  Fund Industry Challenges CFTC Registration

  By Melanie Waddell, AdvisorOne  |  February 8, 2013

  The mutual fund industry, with help from some former SEC officials, is fighting back over a rule adopted by the CFTC that will force many funds to register with it.

• Merrill Counsel Named to Head SEC's Fund Division

  By Melanie Waddell, AdvisorOne  |  April 11, 2006

  Andrew "Buddy" Donahue has been hired as the new director of the SEC's Division of Investment Management, the post that Paul Roye vacated a year ago.

• New SEC Acting Director

  By Melanie Waddell, AdvisorOne  |  January 17, 2006

  Susan Ferris Wyderko was named on January 12 the Acting Director of the SEC's Division of Investment Management, which oversees advisors and mutual funds. She fills the spot of the previous Acting Director Meyer Eisenberg, the SEC's deputy general counsel, who left the SEC a few weeks ago to teach...

• Stretched Too Thin?

  By Melanie Waddell, AdvisorOne  |  June 1, 2005

  No single commercial or governmental agency has as big an influence on financial planners and investment advisors as the Securities and Exchange Commission. Moreover, within...

• Roye Joins Mutual Fund Firm

  By Staff Writer  |  May 9, 2005

  Paul Roye, former head of the Securities and Exchange Commission's Division of Investment Management, has taken a job as senior vice president at Capital Research & Management Co., the parent company of the American Funds mutual fund group, the nation's second-largest mutual fund complex.

• Roye to Leave SEC

  By Melanie Waddell, AdvisorOne  |  February 24, 2005

  Investment management chief resigns post

• Roye Says Extended Lock-Ups May Raise Red Flags

  By Staff Writer  |  February 22, 2005

  KEY BISCAYNE, Fla. (HedgeWorld.com)--Hedge fund managers who extend their funds' lock-up periods beyond two years risk raising the suspicions of investors and the U.S. Securities and Exchange Commission, Paul Roye, director of the SEC's Division of Investment Management, told attendees at a Managed Funds Association seminar on hedge fund regulation....

• Roye Says He's Leaving SEC

  By Staff Writer  |  February 22, 2005

  WASHINGTON (HedgeWorld.com)--Paul Roye plans to leave the U.S. Securities and Exchange Commission and take a job in the private sector. Mr. Roye, who has headed the...

• Seminar Probes Mysteries of SEC Registration Rule

  By Staff Writer  |  January 18, 2005

  NEW YORK (HedgeWorld.com)--Now that registration with the Securities and Exchange Commission is the law of the land, it's time for hedge funds to grin and comply with it. But first they have to figure just what the SEC means by "comply." Divining the commission's intent was the goal of a...

• SEC Delays Final Decision on Merrill Lynch Rule

  By James J. Green, AdvisorOne  |  December 22, 2004

  Commission will re-open comment period; pledges final action by April 15