Paul Schott Stevens

• Industry Groups Support SEC Summary Proposal

  By Janet Levaux, AdvisorOne  |  April 1, 2008

  The fund industry's Investment Company Institute says it agrees with federal regulators over the practice of supplying fund investors with short, simple summary prospectuses. The...

• Industry Leaders Point to Growth and Challenges

  By Janet Levaux, AdvisorOne  |  June 1, 2007

  "Why all the confusion about mutual funds?" asks Chip Roame, head of Tiburon Strategic Advisors, who recently hosted the group's CEO Summit XII, April 18-19,...

• Tiburon SF Conference Announces Speakers

  By Staff Writer  |  February 16, 2007

  Tiburon Strategic Advisors, a market research & strategy consulting firm serving a wide variety of financial institutions and investment managers, hosts a series of client-only CEO conferences called

• GROUP THINK

  By Staff Writer  |  August 1, 2006

  The Investment Company Institute's president, Paul Schott Stevens, applauded the SEC for the Commission's July 12 decision to issue guidance clarifying the use of soft...

• A Chilling Compliance Effect?

  By Elizabeth D. Festa  |  March 20, 2006

  A backlash rises within the mutual fund industry

• Reg Rigmarole Crippling Fund Firms

  By Staff Writer  |  June 1, 2005

  Mutual fund officials told Congress last month that fund firms are drowning in the deluge of SEC rules they've come under in the last year...

• Stretched Too Thin?

  By Melanie Waddell, AdvisorOne  |  June 1, 2005

  No single commercial or governmental agency has as big an influence on financial planners and investment advisors as the Securities and Exchange Commission. Moreover, within...

• As With Mutual Funds, So With Hedge Funds

  By Melanie Waddell, AdvisorOne  |  June 30, 2004

  New ICI president calls for greater SEC scrutiny of hedge funds

• Not-So-Private Affairs

  By Staff Writer  |  June 1, 2001

  Gramm-Leach-Bliley was supposed to protect consume