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By Melanie Waddell, AdvisorOne |
January 17, 2012
The SEC on Tuesday said that its inspector general, H. David Kotz, will leave the agency at the end of January to become the managing director in the Washington office of the private investigative services firm Gryphon Strategies.
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By Elaine Robertson Demby |
December 1, 2006
Soft dollars won't be going as far as they used to in the new regulatory environment which means that investment advisors may have to change...
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By Staff Writer |
February 22, 2006
Villanova Law School hosts summit to discuss compliance with the Merrill rule