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By James J. Green, AdvisorOne |
March 27, 2012
Pershing director Kim Dellarocca notes that not only do women represent a “crucial client opportunity” because of their control of wealth, but also because of their expressed dissatisfaction with their current advisors.
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By John Sullivan, Advisorone |
January 5, 2012
COR Securities Holdings announced Tuesday that it has acquired independent securities clearing firm Legent Clearing.
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By John Sullivan, Advisorone |
December 22, 2011
The investigation dealt specifically with one of the company's subsidiaries, Mellon Financial Markets (now BNY Mellon Capital Markets).
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By Marlene Y. Satter |
October 27, 2011
Pershing LLC, a BNY Mellon company, announced Wednesday that it has enhanced its Trust Network with the additions of Comerica Bank & Trust and New York Private Trust Co. Trust Network is the open-architecture platform that enables Pershing’s introducing broker-dealer and independent RIA customers to offer their clients a wide...
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By Marlene Y. Satter |
October 25, 2011
Wealthcare Capital Management announced Tuesday that Len Reinhart, the former president and founder of the Lockwood family of companies, will join the firm’s board of directors.
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By Marlene Y. Satter |
September 15, 2011
This week in new hires, the Senate Banking Committee approved several SEC nominations; Michael Gregg was welcomed at The Hartford; Tom Douie rejoined Neuberger Berman; and Carl Steinhilber and Roderick Toppin went to MassMutual.
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By James J. Green, AdvisorOne |
September 6, 2011
Lockwood Co-Founder Robinson to head new company, bringing with him top managers from the Pershing affiliate.
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By Marlene Y. Satter |
July 18, 2011
New products introduced in July include a socially responsible ETF from AdvisorShares and a closed-end municipal bond ETF from Van Eck, as well as a guaranteed income annuity from New York Life and a China currency bond fund from Guinness Atkinson.
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By Danielle Andrus, AdvisorOne |
June 21, 2011
Pershing LLC announced on Monday that it was adding over 20 providers to its ValueAlliance program, bringing the total number of providers on the platform to 66.
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By Philip Palaveev, Fusion Advisor Network |
June 1, 2011
Large financial advisory firms are more profitable, grow faster and have higher equity value per dollar of profit.
