Pershing LLC

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  Attracting Women: Pershing, Fidelity Help Advisors Give Female Clients What They Want

  By Joyce Hanson, AdvisorOne  |  March 28, 2013

  The trend toward learning how to better talk and listen is a reminder to advisors, the majority of whom are male, that women communicate differently from men.

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  Advice Industry Helps With Sandy Relief

  By John Sullivan, AdvisorOne  |  November 2, 2012

  Financial service companies and related organizations are stepping up with pro-bono efforts and charitable initiatives in the wake of Tropical Storm Sandy.

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  State Capitalism to Rule the U.S.: Roubini Report

  By Joyce Hanson, AdvisorOne  |  July 2, 2012

  Get ready for bigger government, no matter who you vote for this fall.

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  Warning to Advisors: Ignore Women’s Market at Your Peril

  By James J. Green, AdvisorOne  |  March 27, 2012

  Pershing director Kim Dellarocca notes that not only do women represent a “crucial client opportunity” because of their control of wealth, but also because of their expressed dissatisfaction with their current advisors.

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  COR Securities Buys Clearing Firm Legent

  By John Sullivan, AdvisorOne  |  January 5, 2012

  COR Securities Holdings announced Tuesday that it has acquired independent securities clearing firm Legent Clearing.

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  Pershing Parent BNY Mellon Settles Probe for $1.3 Million

  By John Sullivan, AdvisorOne  |  December 22, 2011

  The investigation dealt specifically with one of the company's subsidiaries, Mellon Financial Markets (now BNY Mellon Capital Markets).

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  Pershing Augments Trust Network

  By Marlene Y. Satter, AdvisorOne  |  October 27, 2011

  Pershing LLC, a BNY Mellon company, announced Wednesday that it has enhanced its Trust Network with the additions of Comerica Bank & Trust and New York Private Trust Co. Trust Network is the open-architecture platform that enables Pershing’s introducing broker-dealer and independent RIA customers to offer their clients a wide...

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  Wealthcare Welcomes Len Reinhart to Board

  By Marlene Y. Satter, AdvisorOne  |  October 25, 2011

  Wealthcare Capital Management announced Tuesday that Len Reinhart, the former president and founder of the Lockwood family of companies, will join the firm’s board of directors.

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  New Hires Roundup: Senate Banking Panel Approves SEC Nominations; Gregg Goes to The Hartford

  By Marlene Y. Satter, AdvisorOne  |  September 15, 2011

  This week in new hires, the Senate Banking Committee approved several SEC nominations; Michael Gregg was welcomed at The Hartford; Tom Douie rejoined Neuberger Berman; and Carl Steinhilber and Roderick Toppin went to MassMutual.

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  Ex-Lockwood Execs Form Palladiem to Compete in SMA Market

  By James J. Green, AdvisorOne  |  September 6, 2011

  Lockwood Co-Founder Robinson to head new company, bringing with him top managers from the Pershing affiliate.